-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L8aKsafNThqH7+5yLTxfBtjY38s4wdPBS/+nG1pjivVtBB+dGmED+Dy+0ygR2Gb7 U3MPTpdKiTes16gr+79trA== 0001002105-02-000041.txt : 20020414 0001002105-02-000041.hdr.sgml : 20020414 ACCESSION NUMBER: 0001002105-02-000041 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEANE INC CENTRAL INDEX KEY: 0000054883 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 042437166 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-17654 FILM NUMBER: 02549936 BUSINESS ADDRESS: STREET 1: TEN CITY SQ CITY: BOSTON STATE: MA ZIP: 02129 BUSINESS PHONE: 6172419200 MAIL ADDRESS: STREET 1: TEN CITY SQ CITY: BOSTON STATE: MA ZIP: 02109 FORMER COMPANY: FORMER CONFORMED NAME: KEANE ASSOCIATES INC DATE OF NAME CHANGE: 19800826 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FAIN JOHN H CENTRAL INDEX KEY: 0001031611 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 248789955 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: REFLECTIONS II STREET 2: THIRD FLOOR 200 GOLDEN OAK COURT CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 BUSINESS PHONE: 7574861900 MAIL ADDRESS: STREET 1: REFLECTIONS II STREET 2: THIRD FLOOR 200 GOLDEN OAK COURT CITY: VIRGINIA BEACH STATE: VA ZIP: 23452 SC 13G 1 er561.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b) (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 KEANE, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, PAR VALUE $0.10 PER SHARE - -------------------------------------------------------------------------------- (Title of Class of Securities) 486665102 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2001 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |_| Rule 13d-1(c) |X| Rule 13d-1(d) - --------------- 1 The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------------- ------------------------- CUSIP No. 486665102 SCHEDULE 13G Page 2 of 6 Pages - ------------------------- ------------------------- - --------- ---------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) John H. Fain - --------- ---------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_| (b) |_| Not Applicable - --------- ---------------------------------------------------------------------- 3. SEC USE ONLY - --------- ---------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------- ------- ---------------------------------------------- NUMBER OF 5. SOLE VOTING POWER SHARES 3,234,794 ------- ---------------------------------------------- BENEFICIALLY 6. SHARED VOTING POWER OWNED BY 778,325 ------- ---------------------------------------------- EACH 7. SOLE DISPOSITIVE POWER REPORTING 3,234,794 ------- ---------------------------------------------- PERSON WITH 8. SHARED DISPOSITIVE POWER 778,325 - ------------------------- ------- ---------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,013,119 - --------- ---------------------------------------------------------------------- 10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| See footnote 2 to Item 4 - --------- ---------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.3% - --------- ---------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON* IN - --------- ---------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G FOR JOHN H. FAIN Item 1(a). Name of Issuer: KEANE, INC. Item 1(b). Address of Issuer's Principal Executive Offices: TEN CITY SQUARE BOSTON, MASSACHUSETTS, 02129 Item 2(a). Name of Person Filing: JOHN H. FAIN Item 2(b). Address of Principal Business Office or, if None, Residence: 200 GOLDEN OAK COURT SUITE 300 VIRGINIA BEACH, VA 23452 Item 2(c). Citizenship: UNITED STATES Item 2(d). Title of Class of Securities: COMMON STOCK, PAR VALUE $0.10 PER SHARE Item 2(e). CUSIP Number: 486665102 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act. (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). 3 (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act. (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). Item 4. Ownership. (a) Amount beneficially owned: 4,013,119 SHARES 2 (b) Percent of class: 5.3% 3 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 3,234,794 (ii) Shared power to vote or to direct the vote: 778,325 (iii) Sole power to dispose or to direct the disposition of: 3,234,794 (iv) Shared power to dispose or to direct the disposition of: 778,325 Item 5. Ownership of Five Percent or Less of a Class. NOT APPLICABLE. Item 6. Ownership of More than Five Percent on Behalf of Another Person. NOT APPLICABLE. _____________________ 2 As of December 31, 2001. Includes: (i) 778,325 shares owned by a trust established by Mr. Fain of which his wife, Joyce L. Fain, and his sister, Cynthia L. Akins, are the co-trustees and of which Mr. Fain disclaims beneficial ownership; (ii) 109,427 shares held by a trust of which Mr. Fain's son is the beneficiary and Mr. Fain is the trustee and of which Mr. Fain disclaims beneficial ownership; and (iii) 99,326 shares held by Ms. Akins as custodian for the benefit of Mr. Fain's daughter under the Virginia Uniform Transfers to Minors Act of which Mr. Fain disclaims beneficial ownership. This filing shall not be deemed an admission that Mr. Fain is the beneficial owner of the securities described in (i), (ii) or (iii) above for purposes of Section 13 or Section 16 of the Securities Exchange Act of 1934 or otherwise. 3 Based on 75,454,862 shares of Common Stock outstanding as of February 12, 2002. 4 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. NOT APPLICABLE. Item 8. Identification and Classification of Members of the Group. NOT APPLICABLE. Item 9. Notice of Dissolution of Group. NOT APPLICABLE. Item 10. Certifications. NOT APPLICABLE. 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 14, 2002 /s/ John H. Fain --------------------------------------- John H. Fain Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. Attention. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). 6 -----END PRIVACY-ENHANCED MESSAGE-----